Dodd Frank Attorneys – San Diego

The Dodd-Frank Wall Street Reform and Consumer Protection Act represents one of the most significant overhauls of financial regulations in the United States since the Great Depression. Among its groundbreaking provisions is the creation of a whistleblower program aimed at addressing corporate fraud and misconduct. This program provides critical protections and substantial rewards to individuals who report violations of federal securities laws. 

Miller Shah is committed to supporting whistleblowers who courageously step forward to expose fraud, corruption and other misconduct under the Dodd-Frank Act. Our Dodd-Frank attorneys in San Diego are dedicated to advocating on behalf of whistleblowers and holding corrupt entities accountable. 

Protections Offered Under the Dodd-Frank Act

The Dodd-Frank Act empowers whistleblowers by providing for significant protections against retaliation. The Act explicitly prohibits employers from discharging, demoting, suspending, or harassing employees who report violations of securities laws. Should a whistleblower face retaliation, they have the right to seek relief through legal action, which may include reinstatement, double back pay, and compensation for legal expenses. 

Additionally, the Dodd-Frank Act ensures anonymity for whistleblowers who choose to work through a legal representative. This provision helps mitigate concerns about workplace retaliation or reputational harm. By securing confidentiality and offering a clear reporting process, the Dodd-Frank Act encourages individuals to come forward with information that can expose criminal activities within corporations without fear. 

Types of Whistleblower Claims

Whistleblower claims under the Dodd-Frank Act cover a wide range of violations related to securities laws. These may include, but are not limited to:

• Insider Trading – The illegal buying or selling of stocks based on non-public information. 
• Accounting Fraud – Misrepresentation or falsification of financial statements to deceive investors. 
• Foreign Corrupt Practices Act (FCPA) Violations – Bribery of foreign officials or failure to maintain accurate financial records. 
• Investment Schemes – Ponzi schemes, fraudulent sale of securities, or unregistered securities transactions. 
• Market Manipulation – Activities such as price fixing or abusive naked short selling. 

Individuals residing both within the United States and abroad may file claims under Dodd-Frank should they possess evidence of violations tied to U.S. securities laws. 

How an Attorney Can Assist with the Whistleblowing Process

Navigating the whistleblower process under the Dodd-Frank Act can be complex. A qualified attorney is invaluable to understanding each step, leveraging rights and protections, and maximizing the likelihood of a successful claim. An experienced whistleblower lawyer can offer many essential services:

• Evaluating potential claims to determine eligibility under the Dodd-Frank Act. 
• Preparing and submitting a detailed report to the Securities and Exchange Commission (SEC). 
• Advocating for the whistleblower throughout the investigation and litigation processes. 
• Preserving the whistleblower’s anonymity while negotiating potential rewards. 
• Providing legal representation in the event of employer retaliation. 

At Miller Shah, we handle these responsibilities with precision and dedication, leveraging our talents to safeguard whistleblowers and strengthen their claims.  Our breadth of experience underscores our commitment to excellence and our ability to manage intricate, high-stakes legal challenges. 

Contact Our Dodd Frank Attorneys in San Diego

If you know of securities violations or suspect corporate wrongdoing, taking action under the Dodd-Frank whistleblower program can make a significant difference. Miller Shah provides the knowledge and resources needed for whistleblowers to achieve meaningful outcomes. Contact our Dodd Frank attorneys in San Diego to discuss your potential claim and learn how we can assist you in navigating the legal process.