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Understanding Private Equity Services

Private equity plays a critical role in today’s financial and business landscape. Private equity firms invest in companies with the goal of improving operations, expanding markets, and ultimately generating strong returns for investors. These transactions often involve complex structures, regulatory compliance, and significant legal considerations.

For business owners, executives, and investors, understanding private equity transactions is essential to protecting assets, maximizing opportunities, and ensuring compliance with applicable laws.

Looking for counsel on your private equity deal?

Common Private Equity Services

Fund Formation and Structuring

Advising on the creation of private equity funds, including partnership agreements, management structures, and regulatory filings.

Mergers, Acquisitions, and Buyouts

Guiding companies through private equity–backed mergers, acquisitions, and leveraged buyouts.

Portfolio Company Management

Advising portfolio companies on governance, compliance, and operational matters following a private equity investment.

Exit Strategies

Structuring and negotiating exit events such as IPOs, secondary sales, or strategic acquisitions.

Regulatory and Compliance Matters

Ensuring compliance with securities regulations, fiduciary obligations, and disclosure requirements.

Examples of Private Equity Matters

  • Structuring a mid-market buyout of a manufacturing company.
  • Advising fund managers on SEC compliance and reporting obligations.
  • Negotiating a strategic sale of a private equity–backed healthcare company.
  • Assisting portfolio companies with governance and shareholder agreements.

Key Legal Issues in Private Equity

  • Securities Compliance – Adherence to federal and state securities laws.
  • Fiduciary Duties – Responsibilities owed by fund managers to investors.
  • Tax Considerations – Structuring transactions to optimize tax efficiency.
  • Employment and Compensation – Executive contracts, equity incentives, and restrictive covenants.
  • Risk Management – Protecting portfolio companies against litigation and regulatory risk.

 

Miller Shah LLP’s Role in Private Equity

Miller Shah LLP provides comprehensive legal services to private equity firms, investors, and portfolio companies. The firm’s attorneys advise on fund formation, acquisitions, financing, governance, and compliance matters, offering strategic insight at every stage of the investment lifecycle. By combining transactional expertise with deep knowledge of securities and corporate law, Miller Shah helps clients pursue growth opportunities while minimizing risk.

Private Equity FAQ

What is private equity?

Private equity involves investments in companies that are not publicly traded, often with the goal of improving operations and achieving profitable exits.

Who are the typical clients in private equity matters?

Private equity funds, institutional investors, fund managers, business owners, and portfolio companies.

What legal documents are involved in private equity deals?

Fund agreements, purchase agreements, shareholder agreements, financing documents, and compliance filings.

How does private equity differ from venture capital?

Private equity typically focuses on established companies, while venture capital targets early-stage or high-growth startups. Furthermore, private equity often involves larger equity stakes and leveraged buyouts while venture capital usually takes minority positions.

Can Miller Shah LLP assist with both fund-level and portfolio company matters?

Yes. The firm advises across the entire private equity lifecycle—from fund formation to portfolio management to exit events.

Over 1 BILLION Recovered

Our team is equipped and prepared for complicated, high-stakes cases in all areas of business and civil litigation. We continuously strive to achieve the best possible results for our clients.

Novartis False Claims Act Settlement

$642 Million

Novartis False Claims Act Settlement
DST ERISA Class Action Settlement

$124.6 Million

DST ERISA Class Action Settlement
Teva False Claims Act Settlement

$54 Million

Teva False Claims Act Settlement
Norwegian Salmon Antitrust Settlement

$33 Million

Norwegian Salmon Antitrust Settlement
Virgin Airlines Wage and Hour Settlement

$31 Million

Virgin Airlines Wage and Hour Settlement
AMC Securities Settlement

$18 Million

AMC Securities Settlement
Eversource Energy ERISA Class Action Settlement

$14 Million

Eversource Energy ERISA Class Action Settlement
Universal Health Services ERISA Class Action Settlement

$12.5 Million

Universal Health Services ERISA Class Action Settlement
MedStar ERISA Class Action Settlement

$11.8 Million

MedStar ERISA Class Action Settlement
Safeway ERISA Class Action Settlement

$8.5 Million

Safeway ERISA Class Action Settlement
LinkedIn ERISA Class Action Settlement

$6.75 Million

LinkedIn ERISA Class Action Settlement
IQVIA Inc. ERISA Class Action Settlement

$3.5 Million

IQVIA Inc. ERISA Class Action Settlement
Coca-Cola ERISA Class Action Settlement

$3.5 Million

Coca-Cola ERISA Class Action Settlement
Beth Israel Medical ERISA Class Action Settlement

$2.9 Million

Beth Israel Medical ERISA Class Action Settlement
Rush University Medical ERISA Class Action Settlement

$2.9 Million

Rush University Medical ERISA Class Action Settlement
L Brands ERISA Class Action Settlement

$2.75 Million

L Brands ERISA Class Action Settlement
Omnicom ERISA Class Action Settlement

$2.45 Million

Omnicom ERISA Class Action Settlement

Words From Our Clients

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Miller Shah LLP

While this website provides general information, it does not constitute legal advice. The best way to get guidance on your specific legal issue is to contact a lawyer. To schedule a meeting with an attorney, please call 866-540-5505 or complete the intake form to email us. To inquire about employment opportunities with Miller Shah LLP, please see our Opportunities page.
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